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Updated: 12/13/2023
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Chicago Investment losses caused by alleged financial advisor misconduct Law Firm
Overview
Representing financial professionals, financial institutions and investors in investment loss, employment and disclosure matters, and in regulatory investigations.About Lewitas Hyman PC
Practice Areas
- Investment losses caused by alleged financial advisor misconduct
- Investment losses caused by alleged securities fraud and Ponzi schemes
- Retirement planning negligence
- Wrongful termination, defamation and other employment matters for financial services professionals
- FINRA, SEC, State and CFP Board investigations and regulatory compliance
- CRD, Form U4, Form U5 and Form ADV disclosures
- Expungement of CRD, Form U4 and Form U5 disclosures
- Promissory and forgivable notes
- Deferred compensation
- Financial advisor and team transitions (protocol and non-protocol)
- Non-competes, non-solicitations and garden leaves for financial services professionals
- RIA formation and compliance
- Litigation and Appeals for financial services professionals
Office Information
Address
161 N. Clark StreetSuite 1600 Chicago, IL 60601
Phone
Fax
- 312-281-9019
Offers Free Initial Consultation
Yes
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Call us at 888-655-6002
Firm Address
Phone:
Fax:
312-281-9019
