Lawyer Overview

Erica A. Green is a senior associate of the firm’s Securities Department, and a member of the Broker-Dealer Compliance and Regulation Practice Group. She joined the firm in 2002.

Practice

Ms. Green advises domestic and foreign financial service firms regarding a variety of regulatory matters that arise under the federal securities laws, rules and regulations and the rules of various exchanges and other self-regulatory organizations. She also represents hedge funds, other institutional investors and corporate clients in negotiating various agreements against financial institution counterparties, including prime brokerage, committed facilities, ISDAs, repurchase stock loan master agreements, and custody agreements. She has prepared regulatory submissions relating to broker-dealer and alternative trading system registration and requests for no-action relief, drafted compliance and supervisory manuals and counseled on sales practice and trading issues. She has prepared responses to regulatory inquiries and assisted in performing internal investigations. On behalf of sponsors and users of online technology, she has drafted and negotiated user and sponsored access agreements. Further, she has counseled clients on broker-dealer acquisitions and joint ventures with national securities exchanges.

Professional Activities

Ms. Green was a faculty member for the Introduction to Securities Law Series sponsored by the D.C. Bar Continuing Legal Education Program in 2007 and 2008.

Publications

Ms. Green has co-authored several publications and industry outlines regarding broker-dealer regulation.

Areas of Practice

• Securities
• Broker-Dealer Compliance and Regulation

West Practice Categories

Securities Law, Securities Regulation

Bar Admissions

• New York
• District of Columbia
• Maryland

Education

• University of Michigan Law School, 2003
  JD
• University of Michigan, 1999
  BBA

Published Works

• Under SEC Spotlight: Hedge Funds and Short Sale Activity, 2007
• SEC Proposes to Prohibit Short Selling by Investors Participating in a Securities Offering and Eliminate the “Tick Test” for All Short Sales, 2006

Address

399 Park Avenue
New York, NY 10022

Phones

+1 212 295 6422 (Business Phone)

Faxes

+1 212 230 8888 (Business Fax)

Emails

Contact Us (Business Email)

Websites

www.wilmerhale.com