Law Firm Overview

The Law Firm of Gregory Tendrich, P.A ., located in Boca Raton , Florida , represents investors, brokerage firms and individual stockbrokers in all types of securities related disputes throughout South Florida. The firm is headed by Gregory Tendrich, former Assistant General Counsel and in-house counsel to both regional and national brokerage firms.

INVESTMENT LAWYER :  Our Goal - To Help Investors Recover Their Stock Market Losses

On behalf of the individual investor, the firm concentrates on the recovery of stock market losses stemming from stockbroker mismanagement and misrepresentation, churning, unauthorized trading, fraud, negligence, breach of fiduciary duty and unsuitable investments. The firm represents investors with claims against national brokerage firms as well as the smaller regional and local broker-dealers.

SECURITIES REGULATORY LAWYER:   Licensing, Regulatory, Disciplinary and Employment Related Issues 

On behalf of brokerage firms, broker-dealers and individual stock brokers, the firm provides consultation and representation in the areas of licensing, registration, hiring, wrongful termination, contract disputes, compensation, debt collection and forgiveness, U-$ & U-5 issues and enforcement and disciplinary matters brought by the SEC, FINRA, NFA and other state and federal regulatory agencies. Relying on his many years of in-house brokerage firm experience, Mr. Tendrich has a unique perspective on the multitude of issues facing individual investors, brokerage firms and stockbrokers.

MEDIATOR/ARBITRATOR :  " Facilitating Compromise through Honest, Critical Assessment"

Mr. Tendrich is also a trained Florida Supreme Court Certified County Court Mediator and is available to mediate all securities related cases. Mr. Tendrich has litigated cases in state court and before the New York Stock Exchange, the American Arbitration Association, the Securities and Exchange Commission and the Financial Industry Regulatory Authority (formerly the National Association of Securities Dealers, Inc. or NASD).

Since 1995, Mr. Tendrich has served as an Certified Arbitrator for FINRA.  

Areas of Practice

• Securities Litigation and Arbitration 80%
• Securities Regulation & Enforcement 10%
• Brokerage Collection Disputes 10%

Representative Clients

• Securities Investors and Individuals with stock market losses
• Securities Personnel, including management and stockbrokers

Ancillary Businesses

• Mr. Tendrich is a FINRA/NASD Certified Arbitrator
• Mr. Tendrich is a trained Mediator and is available to mediate cases.

West Practice Categories

Alternative Dispute Resolution, Arbitration, Mediation, Private Judging, Loan Workouts, Collections & Repossessions, Contracts, Employment Law -- Employee, Employment Contracts -- Employee, Employment Discrimination -- Employee, Sexual Harassment -- Employee, Wrongful Termination -- Employee, Employment Law -- Employer, Employment Contracts -- Employer, Wrongful Termination -- Employer, Other Professionals Malpractice, Securities Law, Commodities, Securities Fraud & Insider Trading, Securities Regulation