Jackson, Richard F.

1875 Pennsylvania Avenue, NWWashington, DC 20006

Updated: 01/07/2014

Overview

Mr. Jackson's practice focuses primarily on the regulation of investment companies and investment advisers under the federal securities laws. His practice includes such diverse areas as counseling clients with respect to the interpretation and application of provisions of the federal securities laws to investment management activities, registration of mutual funds and investment advisers, obtaining no-action and exemptive relief from the Securities and Exchange Commission, advising...

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Office Info

Current Employment Position(s)

  • Special Counsel

Year Joined Firm

  • 2003

Practice Areas

  • Securities
  • Investment Management

Qualifications

Bar Admissions

  • District of Columbia

Past Positions

  • Office of Chief Counsel of the SEC Division of Investment Management, Former Special Counsel and Staff Attorney , 1990 - 1994

Education

  • Georgetown University Law Center, Washington, District of Columbia, 1987
    J.D.
  • Georgetown University, 1984
    BSFS

Articles

Published Works

  • The RAND Study's Impact on Broker-Dealers, Advisers, 2008
  • SEC Publishes RAND Report on Investment Advisers and Broker-Dealers, 2008
  • New Soft Dollar Guidance: Time for "Soft" Unbundling of Brokerage Commissions between Research and Execution, 2006
  • Controversial New Rules on Disclosure of Proxy Voting, 2003
  • Litigation and Enforcement Developments, 2002
  • Financial Privacy and Regulation S-P: An Analysis of Selected Issues, 2001

Office Information

Address

1875 Pennsylvania Avenue, NWWashington, DC 20006

Fax

  • (202) 663-6363

Email

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