Current Employment Position(s)

Partner

Lawyer Overview

Charles Carberry practices in the areas of business crime and civil litigation. He cochairs the Firm's corporate criminal investigations practice and has substantial experience in federal trials and defending SEC and other agencies' enforcement investigations and actions.

Charles has represented corporations and individuals in environmental, customs, tax, securities, and government contract criminal investigations. He has conducted internal investigations for the boards of brokerages and other companies into allegations of management misconduct. In 1989, he was appointed by the federal district court to investigate and administratively prosecute allegations of corruption and dishonesty in the Teamsters Union.

He is a member of the ABA (Litigation and Criminal Justice Sections) and the Association of the Bar of the City of New York (Securities Regulations Committee). He has authored numerous articles and has spoken frequently at seminars on white-collar crime, securities fraud, and money laundering.

Charles is on the boards of editors of the White Collar Crime Reporter, Business Crimes Bulletin, BNA/PCCA Compliance Manual, and the Money Laundering Law Report. He is an adjunct professor, teaching courses in corporate criminal law at Fordham University Law School. He currently serves on the Mayor's Commission to Combat Police Corruption, which overseas the NYPD's efforts to address officer corruption.

Areas of Practice

• Corporate Criminal Investigations
• Securities and Shareholder Litigation & SEC Enforcement
• SEC Investigations & Proceedings
• Corporate Compliance Programs

Representative Cases

• Glynwill Investments v. Shearson Lehman Hutton Inc., No. 17213 (N.Y. Sup. Ct.)
• O'Neil v. Retirement Plan for Salaried Employees of RKO General, Inc., 37 F.3d 55 (2d Cir. 1994)
• Accounting and disclosure fraud investigation
• Accounting investigation
• Accounting reserves investigation
• Broker-Dealer trading and books and records investigation
• Compliance with SEC settlement
• Court-Appointed Special Claims Master
• Environmental Grand Jury Investigation
• Insider trading investigation
• Internal Investigation
• Mutual fund market timing investigation
• Mutual fund market timing investigation
• Revenue recognition investigation
• SEC Action
• SEC Proceeding
• SEC-approved special consultant in mutual fund investigation

West Practice Categories

Capital Markets, Commodities, Criminal Fraud, Criminal Law, Federal, Felonies, Foreign Investment, Grand Jury Proceedings, Private Placements, Public Offerings, Securities Fraud & Insider Trading, Securities Law, Securities Regulation, Victims' Rights, White Collar Crimes

Bar Admissions

• New York

Education

• Fordham University

Published Works

• Lawyers Under Scrutiny - A Continuing Trend in the New Regulatory Environment, White Color Crime 2004, a publication by the American Bar Association Criminal Justice Section and the Center for Continuing Legal Education, p. H-1, 2004
• Distinguishing What Is Prohibited - Litigation Tactics as Obstruction of Justice, coauthor, Business Crimes Bulletin, 1999
• The Use of Cultural Defenses in Representing Foreign Nationals, coauthor, White Collar Crime 1997, American Bar Association Criminal Justice Section and the Center for Continuing Legal Education, E-1, 1997
• After O'Hagan: Less Expansive Duties and Higher Mental States Restrict Criminal Securities Law Prosecutions, coauthor, A Practical Guide to Investigation, Settlement & Litigation, Securities Enforcement Institute, p. 165, 1997
• To Prosecute or Not to Prosecute: Criminal Enforcement of Non-Fraud Provisions of the Federal Securities Laws, coauthor, Business Crimes Bulletin Compliance & Litigation, 1997
• Outside Auditors as Government Informers Under New Securities Reform Law, coauthor, Business Crimes Bulletin, 1996
• Anatomy of an Acquittal: The Cultural Use of Cash, Money Laundering Law Report, 1996

Address

222 East 41st Street
New York, NY 10017-6702

Phones

1.212.326.3920 (Business Phone)

Faxes

1.212.755.7306 (Business Fax)

Emails

Contact Us (Business Email)

Websites

http://www.jonesday.com